Mike Mulder is Head of Distribution Compliance, North America and Chief Compliance Officer for Janus Henderson Distributors, LLC. He is responsible for advertising review, sales practice oversight, exchange traded products compliance and product governance. Prior to this, Mr. Mulder was head of investment advisory and trading compliance, North America where he worked with the trading, investments and operations teams advising on complex products and projects. He joined Janus Henderson in 2008.
Mr. Mulder graduated with a degree in finance from the University of Northern Colorado. He holds FINRA Series 7 and 24 securities licenses and has 14 years of financial industry experience.